Health Safety Executive
Purpose of a resident engagement strategy
The resident engagement strategy sets out how residents are:
- involved in building safety decisions
- informed about building safety decisions
Building safety decisions are made by an accountable person (AP) and are about:
- the management of the building
- management of building safety risks
- any decision connected to the duties of an accountable person
A resident is anyone over 16 years of age who lives in or owns a residential unit.
Legal duties
The principal accountable person (PAP) must:
- prepare a resident engagement strategy
- act in accordance with the strategy
- review and revise the strategy and keep a record of the reviews
- provide the latest version to each AP
- when necessary consult residents and APs about the strategy and take their opinions into account
- tell residents about building safety work resulting from a building safety decision
APs must:
- provide the latest version of the strategy to the residents in their parts of the building
- work with any other APs for the building to create and update the strategy
When to prepare a strategy
The PAP should prepare a strategy as soon as possible when:
- the building is, or becomes occupied
- they become the PAP
Building assessment certificate
The PAP must submit a copy of the resident engagement strategy when the Building Safety Regulator (BSR) tells them to apply for a building assessment certificate.
Your strategy must cover
Your resident engagement strategy should be specific to the building and take account of the needs and preferences of the residents.
The information youll provide residents with
Describe the information youll provide to residents about building safety decisions.
Information may vary depending on the type of decision and what aspect youre asking about. You can give examples or list typical information youll provide. Include how youll provide the information, including when any work will start.
What youll ask residents about
Describe what decisions youll ask for opinions on. Sometimes youll only need to ask residents about certain aspects of a decision that could impact them. For example, if work is needed to repair a faulty fire door, you could ask residents when they would prefer the work to take place. This can help minimise disruption.
How youll collect and use opinions
Describe how youll ask residents about building safety decisions. Methods you could use include:
- letters or surveys by post
- a website, emails, social media, or apps
- meetings or visits
The strategy should show that you have considered different communication needs. You can ask if anyone needs communications in a different language or in alternative formats such as large text, easy read, braille, or audio.
You should describe:
- the process youll use to collect, review, and act on opinions
- how youll give feedback on opinions and any changes you make because of them
- how much time residents have to submit their opinions and explain the timescale
- how youll collect and store information in line with General Data Protection Regulation (GDPR).
How youll measure and review participation
Describe how youll assess and review the methods you use to encourage involvement in building safety decisions. You should do this regularly and record the results of your review.
To measure and review participation, you can:
- record how many responses you get when you ask about a building safety decision
- use surveys and focus groups
- set up meetings and visits
If the results show a lack of satisfaction or participation, you may need to make changes to your strategy.
After you have prepared your strategy
Distribute
The PAP must provide a copy of the strategy to all APs. APs must distribute the strategy to all residents in their parts of the building.
You should provide copies of the strategy in a way that considers the needs of the residents. For example, some may prefer a paper copy and others may prefer email.
APs must take all reasonable steps to know who lives in their part of the building and understand their needs. This can include accessibility needs and communication needs, such as language spoken. APs can use a range of methods to collect this information, such as sending out a survey by post or by email or making visits to residential units.
If, after collecting resident information, an AP is not aware of one or more residents in their part of the building, the duty to provide a copy of the strategy does not apply.
APs must provide a new version of the strategy each time it is updated. Adding a date and version numbers to your strategy will help.
Consult
The PAP must consult on the strategy following:
- the first time its issued
- any change to it
The PAP must consult all:
-
residents
-
APs for the building
The PAP is not legally required to consult with resident organisations. However, doing so could help reach more residents.
Do not rely on resident organisations as the only way of reaching residents because they may not represent everyone in the building.
Each consultation period must last at least 3 weeks but can be longer. The PAP must set out in the strategy how long the consultations will be.
If the building is new, and residents will move in gradually, it may be best to consult on the strategy in stages. If this is the case, the staged approach to consultation must be set out in the strategy.
Action after consultation
The PAP must consider any opinions received during the consultation and, if necessary, update the strategy. The PAP does not have to reconsult if they make major changes to the strategy as a result of a consultation.
Review
The PAP must review the strategy:
- at least every 2 years
- after you submit a mandatory occurrence report to BSR
- after the completion of significant material alterations to the building
The PAP must record each review, whether or not they make changes to the strategy.
Disputes
The PAP must review and consider any opinions they receive from residents about the strategy. The PAP is not required to change the strategy if they do not think it is appropriate.
A resident can make a complaint about the strategy to the PAP. If the resident is not satisfied with the outcome of the complaint, they can contact BSR.
Building safety complaints from residents
The strategy should not deal with how youll handle complaints about the buildings safety. The PAP must